Settlements and Fines

Date Settlement Fine Cause
2019 Ali Sadr Hashemi Nejad; (Pilatus Bank) PENDING TRIAL US sanctions/AML
2019 MTS $850M fine US FCPA Action
2019 Standard Chartered Bank $1.1BN fine US sanctions/AML
2019 Unicredit $1.3BN fine US sanctions/AML
2018 Mega International Commercial Bank Co., Ltd $29M fine US AML
2018 Epsilon Electronics $1.5M fine US sanctions/AML
2018 Petróleo Brasileiro S.A. – Petrobras $1.78BN fine US FCPA Action
2018 Société Générale $585M fine US FCPA Action
2018 U.S. Bancorp $613M fine US AML
2018 Western Union $60M fine US sanctions/AML
2018 JP Morgan $5.26M fine US sanctions/AML
2018 Société Générale $1.3BN fine US sanctions/AML
2018 Mashreq Bank $40M fine US sanctions/AML
2018 ING $900M fine Netherlands AML
2018 Moneygram $125M fine US anti-fraud/AML
2018 Commonwealth Bank of Australia (CBA) AUD700M fine Australia AML
2018 Yantai Jereh Oilfield Services Group $2.77M fine US sanctions/AML
2017 Keppel Offshore & Marine Ltd. $422M fine US FCPA Action
2017 Telia Company AB $965M fine US FCPA Action
2017 Deutsche Bank $630M fine US/UK AML
2017 Rolls Royce £671M fine UK SFO corruption
2017 Toronto-Dominion Bank $516,105 fine US sanctions/AML
2017 ZTE $1.19BN fine US sanctions/AML
2017 Deutsche Bank $7.2BN fine US sub-prime
2017 China Oilfield Service Limited Singapore (COSL) $415M fine US sanctions/AML
2016 Och-Ziff $412M fine US FCPA Action
2016 Teva Pharmaceutical $519M fine US FCPA Action
2016 VimpelCom $795M fine US FCPA Action
2016 Barclays $2.48M fine US sanctions/AML
2015 Schlumberger $232.7M fine US sanctions/AML
2015 Commerzbank $1.45BN fine US sanctions/AML
2015 Deutsche Bank $2.5BN fine US/UK LIBOR
2015 Deutsche Bank $258M fine US sanctions/AML
2015 Crédit Agricole $329M fine US sanctions/AML
2015 Paypal $7.6M fine US sanctions/AML
2015 Banco do Brasil $139,500 fine US sanctions/AML
2015 National Bank of Pakistan $28,800 fine US sanctions/AML
2014 Alstom $772M fine US FCPA Action
2014 Bank of America $16.65BN fine US sub-prime
2014 BNP Paribas $8.9BN fine US sanctions/AML
2014 Clearstream $152M fine US sanctions/AML
2014 Bank of Moscow $9.5M fine US sanctions/AML
2014 Bank of America $16.6M fine US sanctions/AML
2014 Bank of Tokyo – MUFG $315M fine US sanctions/AML
2014 GlaxoSmithKline CNY ¥3BN fine China corruption
2013 Royal Bank of Scotland $100M fine US sanctions/AML
2013 Intesa Sanpaolo $3M fine US sanctions/AML
2013 Bank of Guam $27,000 fine US sanctions/AML
2013 Compass Bank $19,125 fine US sanctions/AML
2013 Deutsche Bank $18,900 fine US sanctions/AML
2013 ICAP $87M fine US/UK LIBOR
2013 Rabobank $774M fine US/UK/NL LIBOR
2013 Citigroup €77M fine EU LIBOR
2013 Royal Bank of Scotland €260M fine EU LIBOR
2013 Deutsche Bank €259M fine EU LIBOR
2013 JP Morgan €80M fine EU LIBOR
2013 RP Martin €247,000 fine EU LIBOR
2012 Barclays $450M fine US/UK LIBOR
2012 JP Morgan Chase $5.29BN fine US sub-prime
2012 HSBC $1.9BN fine US sanctions/AML
2012 Standard Chartered Bank $667M fine US sanctions/AML
2012 ING $619M fine US sanctions/AML
2012 Bank of Tokyo – MUFG $8.6M fine US sanctions/AML
2012 National Bank of Abu Dhabi $855,000 fine US sanctions/AML
2012 National Mortgage Settlement $26BN fine US sub-prime
2012 UBS $1.5BN fine US/UK/CH LIBOR
2011 JP Morgan $88.3M fine US sanctions/AML
2011 Commerzbank $175,500 fine US sanctions/AML
2011 Société Générale $111,359 fine US sanctions/AML
2011 Trans-Pacific National Bank $27,500 fine US sanctions/AML
2010 1MDB Malaysian State Fraud Scandal
2010 Royal Bank of Scotland (ABN Amro) $500M fine US sanctions/AML
2010 Barclays $298M fine MUS sanctions/AML
2010 Compass Bank $607,000 fine US sanctions/AML
2010 Wells Fargo $67,500 fine US sanctions/AML
2009 KBR / Halliburton $579M fine US FCPA Action
2009 UBS $780M fine US Tax evasion
2009 CREDIT SUISSE $2.6BN fine US Tax evasion
2008 Siemens $800M fine US FCPA Action
1998 Tobacco Master Settlement Agreement (MSA) $206BN fine US Tobacco scandal